-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EAEyJOPNxL5BhiuSDJIVeoAxTnV6udppO9TXaWvfJk6JIdfx6UUfwLLvKTbZ9aMi mIWI33LnhjtaFzM3OIW16g== 0000950144-99-001101.txt : 19990208 0000950144-99-001101.hdr.sgml : 19990208 ACCESSION NUMBER: 0000950144-99-001101 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AURA SYSTEMS INC CENTRAL INDEX KEY: 0000826253 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 954106894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-39865 FILM NUMBER: 99522951 BUSINESS ADDRESS: STREET 1: 2335 ALASKA AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 3106435300 MAIL ADDRESS: STREET 1: 2335 ALASKA AVE CITY: EL SEGUNDO STATE: CA ZIP: 90245 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL TECHNOLOGY INC /ADV CENTRAL INDEX KEY: 0000319413 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 561351474 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8314 PINEVILLE MATTHEWS RD STREET 2: STE 295 CITY: CHARLOTTE STATE: NC ZIP: 28226 BUSINESS PHONE: 7045411437 MAIL ADDRESS: STREET 1: P O BOX 472428 CITY: CHARLOTTE STATE: NC ZIP: 28247-2428 FORMER COMPANY: FORMER CONFORMED NAME: CAPITAL TECHNOLOGY INC /ADV DATE OF NAME CHANGE: 19980116 SC 13G 1 AURA SYSTEMS/CAPITAL TECHNOLOGY 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* Aura Systems Inc. ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 051526101 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 pages 2 CUSIP NO. 051526101 13G PAGE 2 OF 4 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Capital Technology Inc. Tax ID No. 56-1351474 --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION Charlotte, NC (USA) --------------------------------------------------------------------- (5) SOLE VOTING POWER 4,811,800 -------------------------------------------------------- NUMBER OF (6) SHARED VOTING POWER SHARES BENEFICIALLY 0 OWNED BY -------------------------------------------------------- EACH (7) SOLE DISPOSITIVE POWER REPORTING PERSON WITH 7,806,800 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,806,800 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.3% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IA --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 4 pages 3 SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 ITEM 1(a). Name of Issuer: Aura Systems Inc. ITEM 1(b). Address of Issuer's Principal Executive Offices: 2335 Alaska Avenue El Segundo, CA 90245 ITEM 2(a) Name of Person Filing: Capital Technology Inc. ITEM 2(b) Address of Principal Business Office or, if none, Residence: 8314 Pineville-Matthews Rd., Suite 295 Charlotte, NC 28226 ITEM 2(c) Citizenship: Charlotte, NC (USA) ITEM 2(d) Title of Class of Securities: Common Stock ITEM 2(e) CUSIP Number: 051526101 ITEM 3(a) [ ] Broker or Dealer registered under Section 15 of the Act ITEM 3(b) [ ] Bank as defined in section 3(a)(6) of the Act ITEM 3(c) [ ] Insurance Company as defined in section 3(a)(19) of the act ITEM 3(d) [ ] Investment Company registered under section 8 of the Investment Company Act ITEM 3(e) [X] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 ITEM 3(f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see sec.240.13d-1(b)(1)(ii)(F) ITEM 3(g) [ ] Parent Holding Company, in accordance with sec.240.13d-1(b)(ii)(G) (Note: See Item 7) ITEM 3(h) [ ] Group, in accordance with sec.240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 7,806,800 (b) Percent of Class: 9.3% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 4,811,800 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 7,806,800 (iv) shared power to dispose or to direct the disposition of: 0 Instruction: For computations regarding securities which represent a right to acquire an underlying security see Rule 13d-3(d)(1). Page 3 of 4 pages 4 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM 10. CERTIFICATION After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 1-28-99 ------------------------------ Date /s/ Katy Y. Slakman ------------------------------ Signature Katy Y. Slakman, VP ------------------------------ Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----